Imagine Software has developed a portfolio risk and compliance management system that will be used by Rothschild Larch Lane Management Company for its new alternatives 40 Act Fund. The system will assist Rothschild Larch Lane in the management of portfolio risk
The National Futures Association (NFA) has revoked the registration of Joel W Himel of Vernon Hills, Illinois, a floor trader at the Chicago Board of Trade (CBOT). A designated sub-committee of NFA's membership committee issued the final order revoking registration
Murano Connect is establishing a presence in Midtown Manhattan and expanding its US analytics team there. Murano is a London-based firm that provides an “investment dating service,” connecting compatible funds and investors. Since incorporation in early 2011, Murano has
SEI has appointed four independent board members for its recently-launched series trust, The Advisors’ Inner Circle Fund (AIC) III, which addresses the rising demand for alternative strategies packaged as mutual funds. The board members, Jon Hunt, Terry Jones, Tom Lemke,
Wells Fargo Securities has received approval from the Financial Industry Regulatory Authority (FINRA) for a self-clearing brokerage providing additional financing and services solutions to alternative asset managers. “We are committed to offering clients the full breadth of resources and solutions
Indus Valley Partners (IVP) has launched IVP RAPTOR cloud, enabling alternative asset managers to meet their global regulatory reporting needs from a purpose-built cloud platform. IVP RAPTOR (Regulatory Analytics Portfolio Transparency Operational Reporting) includes coverage for all major regulatory filings
Accounting firm Richey May & Co has expanded its alternative investment division by adding three senior-level hires – Daniel O’Connor, Stephen Vlasak and Jonathan Sharon, who will lead the practice. “The addition of these individuals reflects our ongoing commitment to
The Securities and Exchange Commission (SEC) has charged a Bahamas-based brokerage firm and its president for enabling a fraud that was halted when the SEC charged the hedge fund manager at the centre of the scheme. The SEC alleges that
Kaspar Hense has joined Fixed income and alternative investments specialist BlueBay Asset Management’s investment grade team as portfolio manager for global sovereign and aggregate bond strategies. BlueBay’s investment grade business currently stands at close to USD30bn of AUM (as at
RWC Partners has appointed Mike Corcell to launch a US long short equity fund.
