The Securities and Exchange Commission (SEC) has imposed a further 20 sanctions in its continuing enforcement initiative against hedge fund advisers and private equity firms illegally participating in stock offers short selling the stock during a restricted period. The SEC
Generali has launched a Luxembourg-based asset management company to focus on UCITS and alternative investment vehicles domiciled in Luxembourg. Generali Investments Luxembourg will support the global business activities of Generali Investments Europe, the main asset manager of Generali Group with
Indus Valley Partners (IVP) has extended its Managed Services offering to include regulatory filings for hedge funds, private equity funds and other alternative asset managers. IVP RAPTOR is a regulatory technology solution supporting over USD375bn in regulatory assets under management.
Two Bermuda-based fund administrators, Fulcrum Group and Butterfield Fund Services, have announced plans to merge their businesses under the majority ownership of private equity group 3i.<
Deutsche Börse is introducing a new pricing model for Xetra trading from 2 November which will phase out the automated trading programme discount model.
Chicago-based alternative investment firm Granite Hall Partners has held a first closing on its fifth alternative investment vehicle. The Granite Hall Partners Credit Opportunity Fund has so far attracted USD10 million in initial seed capital sourced from family offices and
Schroders this week announced that assets under management in Schroder ISF Global Multi-Asset Income have surpassed USD5bn. The fund only launched just over two years ago in April 2012 with flows coming from Asia, Europe, Latin America and the Middle
The Australian Securities and Investments Commission has released a consultation paper on disclosure of substantial holdings arising from securities lending or prime broking.
Monsoon Capital, the US-based hedge fund founded in 2004, saw its USD15million managed futures fund, Monsoon Asia Pa
With the financial sector as a whole awaiting a regulatory clampdown following the mayhem of the past 18 months, the UK’s Financial Services Authority has unveiled proposals to extend the
