The US Commodity Futures Trading Commission (CFTC) has filed a Notice of Intent to Suspend, Revoke or Restrict the Registrations (Notice) of M25 Investments, In. (M25) and M37 Investments, LLC (M37), registered Commodity Trading Advisors of Waxahachie, Texas. According to
The Securities and Exchange Commission (SEC) has charged Jefferies with failing to supervise employees on its mortgage-backed securities desk who were lying to customers about pricing. An SEC investigation found that Jefferies representatives including Jesse Litvak, who the SEC charged
Macro Risk Advisors has expanded its sales trading team with the additions of Justin Golden, Daniel Kirsch, Phillip Rapoport, Gabe Catala, Jonathan Simblist and Jon McLaughlin to meet t
Deutsche Bank and Lynx Asset Management have launched a UCITS III compliant version of the Lynx fund. The DB Platinum IV Lynx Index. which was launched on Deutsche Bank‟s DB Platinum IV platform in February 2011, is managed by Lynx,
Morris, Manning & Martin has expanded its Funds & Alternative Investments Practice with the addition of Margaret R A Paradis as partner. The firm’s Funds & Alternative Investments Practice includes 25 lawyers from multiple areas of legal specialisation and
Advent Software has signed 31 new contracts globally since acquiring the research management solution Tamale Software in the fourth quarter of 2008.
NYSE Euronext’s global derivatives average daily volume (ADV) of 7.0 million contracts in February 2012 represented a decrease of 21.4% versus the prior year. European derivatives products ADV in February 2012 of 2.8 million contracts decreased 35.7% compared to February
After shuttering both its funds last August, DragonBack Capital, led by Rob Lance and Phil Tye, moved swiftly to re-establish itself as an Asian hedge fund platform: the DragonBack Manage
USD250million within twelve months: that’s the aim for Northwest Investment Management Ltd, the firm’s CEO George Philips told Bloomberg thi
Lombard Risk Management has addressed Title VII of the Dodd-Frank Act with its Dodd-Frank Act Engine solution. The Lombard Risk Dodd-Frank Act Engine solution is designed to address Title VII “Wall Street transparency and accountability – regulation of the OTC swaps markets” issue. This requires reporting
