The US Commodity Futures Trading Commission has obtained an order against Steven G.
The Commodity Futures Trading Commission (CFTC) has unanimously approved a swap clearing requirement proposed rule that would reduce unnecessary burdens on bank holding companies, savings and loan holding companies, and community development financial institutions. The proposal would exempt from the
Citrin Cooperman, an accounting and business consulting firm, has been granted a license to transact business as an approved auditor in the Cayman Islands. The company will be offering offshore-based funds auditing services under the Citrin Cooperman (Cayman) name. “Our
Amber Capital, an established event-driven investment manager in Europe, has been selected by Swiss bank Lombard Odier to manage PrivilEdge – Amber Event Europe (AEE) fund, a sub-fund of Lombard Odier Group’s open architecture UCITS umbrella range of funds. The
Pictet Asset Management (Pictet AM) has added a new strategy to its USD42 billion actively managed thematic franchise, the UCITS-compliant Pictet-SmartCity fund, which aims to capture the strong growth potential of companies finding smarter solutions to the challenges posed by
SmartStream Technologies has added Quality Assurance (QA) testing as a service for its TLM Collateral Management solution. The new service enables collateral administration desks to stay current with changes in the market and regulations, whilst providing the best service to
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) has issued conditional, time-limited no-action relief to a banking entity for not counting certain loan-related swaps towards its swap dealer de minimis threshold (under paragraph (4)
CloudQuant has announced a new crowdsourced trading strategy license agreement. This marks the eighth successful partnership with a global algo developer since CloudQuant’s public launch one year ago. Researchers receive 10 per cent of net trading profits under the terms of the
Aditya Birla Capital Limited (ABCL) and Värde Partners (Värde), have formed a strategic partnership to pursue investments in stressed and distressed assets in India. Operating through a joint platform, both parties will evaluate investments across sectors, focusing on the acquisition,
Wilshire Phoenix Capital, a privately-held speciality finance, asset management and advisory firm, has appointed crypto, blockchain and neuroscience specialist Garrette Furo, CAIA, as Partner and CIO. Furo (pictured), has worked with numerous governments, blockchain start-ups, global investment banks, and wealth
