Forward Features Calendar

Intelligence

SEC charges Folin and Benchmark with fraud

The Securities and Exchange Commission today charged Sam Otto Folin (Folin), his Philadelphia-based registered investment adviser, Benchmark Asset Managers LLC (Benchmark) and its parent company, Harvest Managers LLC (Harvest) with misappropriating approximately USD8.7 million from advisory clients, friends and family

Matthew Samelson, Woodbine Associates principal

Woodbine appoints fixed income/derivatives director

Woodbine Associates has appointed Sean Owens as director, fixed income/derivatives. Owens will focus on analysis of strategic, business, regulatory, market structure and technology issues in the fixed income and derivatives markets. He will also lead consulting engagements for firms impacted

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