Singapore Exchange (SGX) and Cassini Sytems are teaming up to provide SGX market participants to meet Uncleared Margin Rules (UMR) requirements. Read the full story at Institutional Asset Manager…
The US Securities and Exchange Commission (SEC) has named Brett Redfearn (pictured), as Director of the agency’s Division of Trading and Markets. The SEC’s Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. The
NEX Markets, a NEX Group business which provides electronic trading technology services in the fixed income and foreign exchange (FX) markets, believes that its EBS Institutional FX platform is uniquely positioned to help the asset management community address liquidity and
FIX Trading Community has published thefinal release of its Recommended Practices for Best Execution Reporting as required by MiFID II RTS 27 & 28. The objective of this document is to provide guidance to entities regulated by MiFID II on how to populate
Hedge fund and investment management companies may not be properly protected against the potentially disastrous effects of a Financial Conduct Authority investigation, a leading insurance broker has warned. The costs incurred with an FCA ‘Section 166’ enforcement notice range from
Linedata has launched an updated interface between its order management system (OMS) Linedata Longview, and The Depository Trust & Clearing Corporation’s (DTCC) strategic platform for the central matching of cross-border transactions, CTM, as the sector readies itself for MiFID II
This publication has been prepared for the assistance of those who are considering the law of the British Virgin Islands (BVI) as it pertains to anti‐money laundering measures. It deals in broad terms with the requirements of BVI law. It is
The Alternative Investment Management Association (AIMA) has published a new edition of its flagship due diligence questionnaire (DDQ), 20 years after the first AIMA DDQ helped to standardise the due diligence process for alternative investment managers and investors. The new
OSL has secured approval-in-principle for Type 1 and Type 7 licenses from the Hong Kong Securities and Futures Commission (SFC) for automated virtual asset trading and brokerage.Read the full story at Institutional Asset Manager…
Thomson Reuters has added additional research management and search capabilities to its flagship desktop product, Eikon aimed at meeting the challenges of MiFID II requirements, set to be implemented on 3 January, 2018. Launched and incorporated into Eikon this year,
