Red Deer, a next-generation financial technology company dedicated to enhancing the performance of active investment managers, has announced that alternative investment fund manager Cheyne Capital Management has selected Red Deer’s MiFID II solution to manage its research consumption, valuation and
Sadis & Goldberg LLP is one of New York’s leading financial services-focused law firms. Known both domestically and internationally as a dominant force in the financial services sector, Sadis & Goldberg serves clients throughout the world. The Financial Services Group
Broker Banca IMI Securities Corp (BISC), an indirect, wholly-owned US subsidiary of Italian bank Intesa Sanpaolo, has agreed to pay more than USD35 million to settle US SEC charges that it violated federal securities laws when it requested the issuance
Brian Quintenz has been officially sworn in as a Commissioner of the US Commodity Futures Trading Commission (CFTC), the federal agency that oversees the commodity futures, options and swaps industry. His term expires in April 2020. “I’m deeply honoured to
Visible Alpha has launched two enhancements to its ONEaccess platform to aid clients in preparing for the compliance obligations associated with MiFID II regulations. Firstly, in collaboration with technology provider SPi Global, the firm now offers an email classification solution
NEX Regulatory Reporting, a NEX Group business which provides regulatory reporting services across global regulatory regimes, has launched a new solution to support the EMIR Regulatory Technical Standards (RTS) Rewrite. Due to come into effect on 28 October 2017, ESMA’s
By George Ralph (pictured), RFA – If you hadn’t already got enough on the agenda for this year, MiFID II – Markets in Financial Instruments Directive II – and its accompanying regulation, Markets in Financial Instruments Regulation (MiFIR) are looming
By Jean Farrugia & Robert Higgans, DF Advocates – One of the innovative fund structures available in Malta, the Notified Alternative Investment Fund (NAIF) Regime, which was launched by the Malta Financial Services Authority in April 2016, has come up
The US CFTC has issued an Order filing and settling charges against The Bank of Tokyo-Mitsubishi UFJ (BTMU) for engaging in spoofing a variety of futures contracts on the Chicago Mercantile Exchange and the Chicago Board of Trade. This included
By George Ralph, RFA – It’s August already, and 2017 is over half gone. There are two major pieces of legislation coming into effect in early 2018, which will affect alternative investment firms in the UK, and firms worldwide who
