SANNE continues to drive forward its global change agenda with the appointment of a Global Director of Change Management.
LiquidityBook has appointed industry veteran Andy Carroll (pictured), as Chief Architect. Carroll, who will report to CTO Shawn Samuel, will be responsible for the technology architecture of the firm’s SaaS-based platform. Carroll is LiquidityBook’s third major hire in as many
PwC has appointed Fiona Carpenter as a partner in its UK financial services tax practice. Carpenter specialises in alternative asset management and has 20 years’ experience helping alternative managers and funds with tax structuring and compliance. She will lead PwC’s
The US Securities and Exchange Commission (SEC) has appointed Brett Redfearn as Director of the agency’s Division of Trading and Markets. The SEC’s Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. The division
Advanced Logic Analytics (ALA), a provider of finance and trading analytics solutions for buy- and sell-side institutions and other financial firms, has appointed Ryan Shuttleworth as Chief Technology Officer. Shuttleworth is an experienced C level technologist and engineer who has
OppenheimerFunds has opened its new headquarters for Europe, the Middle East and Africa (EMEA) in London. The office will allow OppenheimerFunds to expand the distribution of its investment strategies, including its growing number of UCITS offerings, across the region. “Building out our office in London, a
Cowen Investment Management, the global investment management business of Cowen Inc, has appointed Elizabeth Flisser Rosman (pictured), as Managing Director and Head of Strategy. Rosman will draw on her deep experience in seeding and incubating alternative investment strategies to help
BGC Partners, a global brokerage company servicing the financial and real estate markets, has appointed Shawn McLoughlin is being appointed CEO of BGC Financial for the Americas region, effective immediately. McLoughlin (pictured), brings to the role more than 30 years
Cordium, a provider of governance, risk and compliance services to financial and professional services firms, has appointed Richard Hudson as vice president of its cybersecurity and data protection consulting services. Hudson (pictured) joins from Mizuho Bank where he was the
JonesTrading Institutional Services has appointed Bob Becker as a Managing Director, Head of Capital Introduction based in New York. In this role, Becker (pictured), will be responsible for building the firm’s Capital Introduction offering – the focus will be on
