The Alternative Investment Management Association (AIMA) has published a GDPR Implementation Guide to help members understand and comply with new EU-wide rules that come into effect on 25 May. The General Data Protection Regulation (GDPR), which replaces the EU Data
ACA Compliance Group has expanded its team of over 185 compliance professionals with new employees who have extensive industry experience. Robert Horvath is a Senior Compliance Consultant based in San Francisco. Robert served as Securities Compliance Examiner with the US
Optima Partners, a global regulatory compliance firm, has promoted Director Sani Jackson to Partner. Jackson has had an impressive career in providing regulatory advisory services to hedge funds, private equity firms, investment banks, broker-dealers and other financial services firms across
Thomson Reuters has successfully gone live with its key MiFID II services, helping the financial services industry meet the new regulatory requirements. The new services are part of Thomson Reuters’ commitment to providing a comprehensive suite of solutions to assist
RegTek.Solutions has launched Validate.Trade for SFTR, an independent data quality assurance solution for ESMA’s Securities Financing Transaction Regulation (SFTR). Using the platform’s rich application, flexible API or simply Excel spreadsheets, clients can start testing the quality and integrity of their
Mirabella Group, the regulatory hosting arm of ACA Compliance Group, has added a Tied Agent solution to its existing alternative investment fund manager (AIFM) service in Malta. This new solution helps non-European Economic Area (EEA) firms to interact with their EEA clients
Linedata (Euronext Paris: LIN), the global solutions and outsourcing services provider to the investment management and credit finance industries, is partnering with London Stock Exchange Group’s UnaVista for transaction reporting requirements to provide clients with MiFID II-compliant solutions. Under the
KOGER, provider of the NTAS platform for fund administration and compliance, has completed the rollout to clients of the new SWIFT ISO 20022 standard for investment funds. “We take pride in being at the forefront of technological change in the
SteelEye, the compliance technology and data analytics firm, has partnered with recording technology provider, Verint Systems. The complementary partnership will provide firms with SteelEye’s Record Keeping, Trade Reconstruction and Best Execution capabilities, combined with Verint’s recording and modular communications solutions,
TABB Group is expanding its European operations with the establishment of new office space in the City of London. As the final countdown to MiFID II begins, TABB’s new UK office enables the firm to expand its reach in Europe
