Alternative investment firm Angelo, Gordon & Co has selected Intapp Terms to track and manage side letters, limited partnership agreements (LPAs) and other investor contracts. Angelo, Gordon’s investor relations and compliance teams will use AI-assisted technology from Intapp to categorise
SteelEye, a compliance technology and data analytics firm, has formed a technology partnership with Solgari, a provider of compliant, integrated omni-channel cloud communications services. The partnership will integrate SteelEye and Solgari’s cloud platforms, allowing clients to meet many financial services
In mid-March, we published the first of a two-part article series with SEI Investment Manager Services on how a top-down, bottom-up solution can go some way towards helping fund managers grapple with regulatory compliance demands as efficiently as possible.
Shield Financial Compliance (Shield FC) has launched a new version of its data management platform for capturing, archiving, analysing and investigating electronic communication (eComms) to meet the growing record-keeping, data governance and best execution requirements of financial firms. MiFID II,
UnaVista, part of the London Stock Exchange Group (LSEG), has extended its alliance with information provider IHS Markit to help firms prepare and comply with the upcoming SFTR transaction reporting. In line with LSEG’s Open Access philosophy, UnaVista launched its
ACA Compliance Group (ACA) and Eagle Investment Systems (Eagle), a BNY Mellon company and part of Data and Analytics Solutions, have partnered to help firms comply with the new 2020 Global Investment Performance Standards (GIPS). The firms believe that ACA’s GIPS compliance
Reference data specialists SmartStream Reference Data Utility (RDU) has launched a cloud-based security reference data service to simplify and enable firms to meet the European Union’s Securities Financing Transactions Regulation (SFTR) requirements. SFTR reporting obligations, which are due to begin
Donnelley Financial Solutions, a provider of risk and compliance solutions, is partnering with index and analytics provider MSCI to provide a reporting solution for investment managers and fund administrators that complies with new Securities and Exchange Commission (SEC) modernisation requirements.
Delta Capita, an international business and technology consulting and managed services firm, is collaborating with The Depository Trust & Clearing Corporation (DTCC) to help market participants meet their Securities Financing Transactions Regulation (SFTR) trade reporting obligations. Delta Capita’s banking consortium
Koger has enhanced its compliance technology to provide a comprehensive tool for financial crime prevention. The company’s KURE software handles all aspects of Anti-Money Laundering and Know Your Client (AML/KYC) due diligence, as well as complete Customer Lifecycle Management (CLM).
