Forward Features Calendar

Compliance

Iosco publishes principles on cross border supervisory cooperation

The International Organization of Securities Commissions has published a set of principles regarding cross-border supervisory cooperation developed by its technical committee’s task force on supervisory cooperation. These principles, accompanied by a report and sample memorandum of understanding, set out how

FSA levies largest ever fine of GBP33.32m on JPMorgan Securities

The UK’s Financial Services Authority has fined JPMorgan Securities GBP33.32m for failing to protect client money by segregating it appropriately. Under the FSA’s client money rules, firms are required to keep client money separate from the firm’s money in segregated

KRM22 partners with deltaconX

KRM22, a technology and software investment company that focuses on risk management for capital markets, has partnered with deltaconX, a provider of regulatory reporting services for European financial-, energy- and commodity trading organisations. The deltaconX SaaS-based service, which will be

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08 October, 2026 – 5:00 pm

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