In a settlement reached with the Financial Services Authority (FSA), Steven Harrison, a former hedge fund manager with Moore Capital Management, ag
Law firm Macfarlanes has advised Haymarket Financial, the new corporate lender, on its fundraising with Australia’s Future Fund. Macfarlanes provided an integrated team for HayFin advising on specialist fundraising, corporate and tax structuring. Stephen Sims, a funds partner who led
Bain Capital Partners and Hellman & Friedman have concluded negotiations to acquire Neuberger Berman, the 69-year-old asset management firm, and the fixed income and some other alterna
NEX Regulatory Reporting has launched a new solution for derivatives transaction and position reporting under ASIC’s (Australian Securities and Investments Commission) OTC derivatives trade reporting requirements. The ASIC solution expands NEX Regulatory Reporting’s global reporting coverage and provides Australian firms
The Securities and Exchange Commission has taken its first-ever enforcement action for an investment company registration violation by a hedge fund manager investing in digital assets. The SEC has issued a ‘cease and desist’ order against cryptocurrency investment firm Crypto
Indus Valley Partners (IVP), a provider of technology solutions to alternative asset managers, has added a standard 40 Act rules library within the IVP Polaris data warehouse. This will enable fund managers to ensure their trading does not breach any limits
The UK’s FSA stressed that the launch of its wide-ranging discussion paper on hedge funds is not an attempt to shackle UK’s booming hedge fund industry. The FSA’s D
