Forward Features Calendar

Compliance

Gary Gensler, Chairman, CFTC

CFTC and SEC create advisory committee on emerging regulatory issues

Commodity Futures Trading Commission chairman Gary Gensler and Securities and Exchange Commission chairman Mary Schapiro have formed a joint committee that will address emerging regulatory issues.  The establishment of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues was one

G20 calls for consistent approach to hedge funds oversight

The Alternative Investment Management Association has welcomed the call by G20 finance officials for a consistent and coordinated approach to the oversight of hedge funds. Todd Groome (pictured), chairman of Aima, says this is important for a global industry and

ASIC releases guidance on short selling obligations

The Australian Securities and Investments Commission has released regulatory guidance to assist with compliance with new legal requirements under the Corporations Act 2001 and Corporations Regulations 2001 in relation to short selling. ASIC’s guidance is contained in a revised version

Firms eager to see EU’s final prudential rules

ACA Compliance Group’s Head of Prudential Practice, Michael Chambers, comments on the agreement struck last week by the EU for new prudential rules for investment firms across Europe… New agreement heralds tighter controls for financial firms operating in the EU Having

Walkers Guy Locke

Walkers sees increased demand for insolvency and recovery in Asia

Offshore law firm Walkers says it has seen burgeoning growth in its insolvency and corporate recovery practice, especially in Asia. To provide more resources to Asian-based clients, Walkers has appointed Guy Locke (pictured), global head of Walkers’ insolvency and corporate

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08 October, 2026 – 5:00 pm

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