Forward Features Calendar

Compliance

Belinda Gibson, deputy chairman, ASIC

ASIC consults on trade reporting obligations for OTC derivatives

The Australian Securities and Investments Commission (ASIC) has proposed draft rules addressing the mandatory trade reporting obligations for over-the-counter (OTC) derivatives such as interest rate swaps.   The proposals are the next step in Australia meeting its G20 commitments to

Matt Kulkin, CFTC

CFTC to streamline regulations for swap dealers

The Commodity Futures Trading Commission (CFTC) has issued a proposal to streamline regulations for swap dealers by simplifying overly complex notification provisions and reducing certain intricate and prescriptive requirements that have been found to provide little or no benefit.  In

Glynn Barwick, Goodwin Procter

AIFMD spells uncertainty

It could be some time yet before the AIFMD brings standard regulatory requirements across the EU, says Glynn Barwick (pictured), regulatory lawyer at Goodwin Procter LLP… Member states are required to implement the Alternative Investment Fund Managers Directive into their

Events

08 October, 2026 – 5:00 pm

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