Forward Features Calendar

Compliance

Todd Moyer, Confluence

Confluence offers form CPO-PQR reporting capability

Confluence, a specialist in investment data management automation for regulatory, financial and investor reporting, has added CPO-PQR reporting capabilities to its Unity NXT Regulatory Reporting platform. Form CPO-PQR requires that registered commodity pool operators file specific information about their firm

Announcement

Options maintains compliance standards of SSAE, SOC 1 & SOC 2

Options, a provider of cloud-enabled managed services to the global capital markets, has announced full compliance (for the eighth consecutive year) with SSAE SOC 1 Type II and SOC 2 Type II, further underlying the rigorous security controls and business

Prison bars

Christopher Koch sentenced to 13 years in jail

Former high profile motivational speaker Christopher Philip Koch has been sentenced in the Melbourne County Court to 13 years and two months jail on charges brought by the Australian Securities and Investments Commission. Koch, of Point Cook, Victoria, was found

Information

ASIC provides update on Trio

The Australian Securities and Investments Commission has provided an update on the work relating to the collapse of Trio Capital. ASIC has taken enforcement action on Trio against a range of gatekeepers. This includes directors of Trio, its investment manager, various

Matthew Hudson, MJ Hudson

Private equity lawyer launches law firm MJ Hudson

Private equity lawyer Matthew Hudson has formed a new law firm, MJ Hudson, to provide legal advice on the formation of specialist investment funds and structuring deals. MJ Hudson has been formed to strengthen the partnership between advisers and their

Events

08 October, 2026 – 5:00 pm

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