The Commodity Futures Trading Commission has issued an order simultaneously filing and settling charges against Matthew . White and MW Global Futures LLC (MWGF), both of Florida, for fraudulently soliciting approximately USD1.2 million for a pooled investment vehicle trading commodity
The Commodity Futures Trading Commission has filed a civil enforcement action against defendants Q3 Holdings, and Q3 I, and their principal, Michael Ackerman for fraudulently soliciting over USD33 million to purportedly trade digital assets and misappropriating a substantial portion of
The Gemini Companies (Gemini) has appointed Brian Privor as Chief Regulatory Officer. In this new role, Privor will help ensure that both Gemini and its fund clients’ operations are optimally equipped to comply with rules set by the US Securities
City law firm McCarthy Denning has appointed Justin Conway, a pan-European Special Situations and Credit Trading lawyer, as a Partner in its Banking & Finance Department.
International law firm Sullivan & Worcester has appointed Jennifer Pastarnack as a partner to lead its firmwide Global Debt and Claims Trading practice in New York.“At Sullivan, client relationships are at the core of our success. Jennifer brings that same
By Ian Gobin (pictured) & Philip Graham – 2020 is a presidential election year in the US. Economists generally forecast a period leading up to it which avoids any major US financial market upsets. However, this time it’s building up to
Growth equity private investment firm FTV Capital has made a significant investment in hedge fund fund administrator and regulatory services provider Centaur Fund Services.
Kempen & Co (Kempen) has launched a new range of research reports on companies and funds operating in the renewable energy sector.The research team comprises Kempen’s equity analysts Charles Maynadier, Juri Zanieri and Stuart Gillies; a team with many years’
James Travers, technical manager at Guernsey Finance, says that Guernsey is well placed to satisfy the ambitions of the developing market for offshore investment being seen in South Africa, with a cost-effective and practical funds solution… A new generation of
The Commodity Futures Trading Commission has issued an order filing and simultaneously settling charges against Catalyst Capital Advisors, of Huntington, New York, and its CEO, Jerry Szilagyi, for materially misleading statements made by Catalyst and one of its portfolio managers,
