Cordium, a provider of governance, risk and compliance services, has launched a solution to help firms adapt to the new requirements of the Criminal Finances Act, set go into effect in September 2017. Introduced by HM Revenue and Customs, the
Tai United Holdings Limited’s indirect wholly-owned Singapore-based subsidiary Tai United Asset Management has been approved by the Monetary Authority of Singapore (MAS) as a Registered Fund Management Company (RFMC) under the Securities and Futures (Licensing and Conduct of Business) Regulations
An innovation in Luxembourg’s alternative fund structure range came to market in 2016: the Reserved Alternative Investment Fund (RAIF). This investment fund structure expedites time-to-market, meaning asset managers can set-up their fund project in a shorter timeframe. Efficient time-to-market Prior
The nature of how research is disseminated and accessed within the funds industry is changing. In some respects, sellside institutions are adopting a Good Cop Bad Cop stance. On the one hand, they are starting to scale back the value
Lysis, a provider of business change management and KYC services, and iMeta, a provider of client lifecycle management software, have joined forces to create a Client Lifecycle Managed (CLM) service for the small to medium size institutions in the financial
What does the future hold for the raising of funds in Europe? Wayne Atkinson (pictured) of Collas Crill, on behalf of the Guernsey Investment Fund Association, takes a closer look. With the arrival of the Alternative Investment Fund Managers Directive
IHS Markit, a specialist in critical information, analytics and solutions, has launched its Outreach360 platform which is available on Counterparty Manager. Outreach360 is designed to address specific MiFID II regulatory rules including the need to manage and share documentation
Instinet has launched RQ Connect (Research Quality Connect), a provider-neutral application within its research payment and commission management platform, Plazma. RQ Connect enables research procurement management (RPM) systems to transfer research quality assessment data to Plazma. Investment managers can
Cordium, a provider of governance, risk and compliance services, has expanded its compliance services for US and foreign broker-dealers and investment advisers with the launch of a new regulatory hosting solution in the US. This platform complements the
RSRCHXchange, a MiFID II research solution and marketplace for institutional research, has partnered with CorpAxe, a provider of a solution for corporate access management, to make research consumption data available to mutual buy-side customers. The collaboration allows research consumption
