Law form Venable has obtained a preliminary injunction on behalf of client Hedgeye Risk Management against former managing director Darius Dale for stealing the investment research house’s financial models before resigning to start his own competing business. Federal Judge Andrew
Waystone, a global governance and third-party management company, has created a new global compliance offering via the merger of four compliance service providers. Read the full story at Institutional Asset Manager…
Whistleblower lawyers from Kohn, Kohn & Colapinto and the National Whistleblower Center have submitted comments for a proposed rule change to the SEC Whistleblower Program. The final vote on the rules is set for September 2021.
Firms falling within the remit of the FCA’s new Investment Firm Prudential Regime (IFPR) cannot afford to be passive. They need to set themselves on the right path now if they are to meet the January 2022 compliance deadline. Some
By A Paris – January 2022 may seem far away but the preparations financial services firms in the UK need to make to comply with the incoming Investment Firm Prudential Regime (IFPR) are considerable and they need to think about it now, if they
Boutique law firm Kleinberg Kaplan has been recognised by Chambers USA 2021 as a leading firmin the “Hedge Funds (USA – Nationwide)” category, with three Kleinberg Kaplan partners being individually highlighted. Debuting on the list is partner Jason Grunfeld, who
Asset managers face a major change in their margin requirements next year as part of UMR, but many firms have not yet grasped the implications for their tech stack, says Thomas Griffiths (pictured) of Cassini Systems. In the world of high
The Financial Conduct Authority (FCA) has sent 4,430 of its employees on compulsory cyber and information security courses over the past two financial years – (FY 19-20 and FY 20-21) – to help combat the growing threat of financial crime,
Gary Gensler, Chair of the US Securities and Exchange Commission (SEC), has revealed that the SEC is reviewing its whistleblower programme. Delivering keynote remarks at the National Whistleblower Center’s (NWC) National Whistleblower Day 2021 celebration, Gensler spoke of the critical
ACA Group (ACA) has appointed Aimee Egan to lead all of the firm’s go-to-market functions (including Sales & Marketing) in a newly created role of Chief Commercial Officer. AiEganmee will join ACA’s executive leadership team and will oversee the execution
