Crestbridge: Best Regulatory Advisory & Compliance Firm – The alternative funds industry has continued to see a shift from unregulated structures to funds, a trend which is expected to persist. With increased scrutiny from regulators, managers will have to invest in
A total of 250 clients have now committed to use the Depository Trust & Clearing Corporation’s (DTCC) Global Trade Repository (GTR) service to meet their forthcoming European Securities Financing Transactions Regulation (SFTR) reporting obligations. This is an 80 per cent increase
The latest data from FXLIQUIDITY, provided by Mosaic Smart Data, CLS and MUFG, reveals that FX volumes dropped by between 10 and 25 per cent across all currency groups between 22 and 26 June. Read the full story Institutional Asset
SmartStream Technologies, the financial Transaction Lifecycle Management (TLM) solutions provider, today extended its Reference Data Utility (RDU) Securities Financing Transactions Regulation (SFTR) service to include an API for firms requiring fast access to the technology and data needed to manage
The UK Financial conduct has taken what Capco managing principal Reuben Karuna-Nidhi describes as the first positive steps in the long journey toward crypto asset regulation.Read the full story at Institutional Asset Manager…
AcadiaSoft, a provider of risk and collateral management services for the non-cleared derivatives community, has partnered with derivatives analytics firm OpenGamma to simplify the workflow for compliance of Phases 5 and 6 of the Uncleared Margin Rules (UMR). The partnership will
Most hedge fund managers have taken action to protect their firm’s data from external attacks. However, there is a growing recognition of the importance of shielding the firm from risks which can breed within the firm itself, and also protecting
Compliance and data analytics firm SteelEye, and UnaVista, the regulatory reporting platform from London Stock Exchange Group, have formed a partnership to support financial firms with best-in-class reporting services as they migrate from CME’s European Trade Repository (TR) and NEX
Deutsche Bank has agreed to pay over USD10 million to settle two Commodity Futures Trading Commission (CFTC) enforcement matters.In the first matter, Deutsche Bank resolved federal court charges stemming from alleged violations of various swap data reporting and other regulatory
SteelEye, a compliance technology and data analytics firm, has launched a new suite of communication compliance solutions to give financial firms of all sizes and risk profiles access to best-in-class record-keeping and oversight tools. The Covid-19 pandemic has accelerated digitalisation
