FIX Trading Community has published thefinal release of its Recommended Practices for Best Execution Reporting as required by MiFID II RTS 27 & 28. The objective of this document is to provide guidance to entities regulated by MiFID II on how to populate
Hedge fund and investment management companies may not be properly protected against the potentially disastrous effects of a Financial Conduct Authority investigation, a leading insurance broker has warned. The costs incurred with an FCA ‘Section 166’ enforcement notice range from
Bloomberg and Castine’s respective research management technology and research payment solutions can now be integrated to provide an end-to-end solution for EU and global asset managers who will be operating under MiFID II guidelines starting January 2018. The combined solutions
Linedata has launched an updated interface between its order management system (OMS) Linedata Longview, and The Depository Trust & Clearing Corporation’s (DTCC) strategic platform for the central matching of cross-border transactions, CTM, as the sector readies itself for MiFID II
This publication has been prepared for the assistance of those who are considering the law of the British Virgin Islands (BVI) as it pertains to anti‐money laundering measures. It deals in broad terms with the requirements of BVI law. It is
SteelEye, a compliance technology and data analytics firm, has partnered with specialist Swiss financial firm, Anchor Group, to bring its MIFiD II cloud-based solution to the Swiss markets. The new partnership will see SteelEye establish a presence in Switzerland in
The Alternative Investment Management Association (AIMA) has published a new edition of its flagship due diligence questionnaire (DDQ), 20 years after the first AIMA DDQ helped to standardise the due diligence process for alternative investment managers and investors. The new
Axon financial systems, a specialist in technology-enabled market data management, has launched its new Application Compliance Tool (ACT), which gives customers a better handle on managing their market data application workflows and compliance reporting obligations. The launch of ACT marks
Active and alternative asset manager RAM Active Investments (RAM AI) is to absorb the cost of external research commissioned on behalf of investors. The announcement has come ahead of MiFID II, the new European Union rules which are due to come
OSL has secured approval-in-principle for Type 1 and Type 7 licenses from the Hong Kong Securities and Futures Commission (SFC) for automated virtual asset trading and brokerage.Read the full story at Institutional Asset Manager…
