Abide Financial, the company behind NEX Regulatory Reporting, has received approval from the Financial Conduct Authority (FCA) as an Approved Publication Arrangement (APA), with effect from 3 January 2018. The authorisation will allow NEX Regulatory Reporting to provide enhanced MiFID
The FCA expects the number of managers that can be held personally responsible for misconduct will reach 72,000 after the extension of the Senior Managers’ and Certification Regime (SMCR), according to data provided to financial services law firm Cleveland &
Regulatory data exchange Silverfinch is hosting an event dedicated to the biggest regulatory challenges facing London’s finance industry – the January 2018 introduction of MiFID II and PRIIPs. The event, which takes place on 6 September at the America Square
IHS Markit, a provider of critical information, analytics and solutions, has launched a new service designed to help investment firms comply with MiFID II’s RTS 28, which requires them to publicly report their top five trading venues by asset class.
Red Deer, a next-generation financial technology company dedicated to enhancing the performance of active investment managers, has announced that alternative investment fund manager Cheyne Capital Management has selected Red Deer’s MiFID II solution to manage its research consumption, valuation and
Sadis & Goldberg LLP is one of New York’s leading financial services-focused law firms. Known both domestically and internationally as a dominant force in the financial services sector, Sadis & Goldberg serves clients throughout the world. The Financial Services Group
Broker Banca IMI Securities Corp (BISC), an indirect, wholly-owned US subsidiary of Italian bank Intesa Sanpaolo, has agreed to pay more than USD35 million to settle US SEC charges that it violated federal securities laws when it requested the issuance
Brian Quintenz has been officially sworn in as a Commissioner of the US Commodity Futures Trading Commission (CFTC), the federal agency that oversees the commodity futures, options and swaps industry. His term expires in April 2020. “I’m deeply honoured to
Revista Systems; a new firm created to support the specialised communications needs of the financial services community, has launched in the UK. Revista CCM is unique communications convergence management solution which links and tags all relevant voice, intercom, hoot, mobile,
Visible Alpha has launched two enhancements to its ONEaccess platform to aid clients in preparing for the compliance obligations associated with MiFID II regulations. Firstly, in collaboration with technology provider SPi Global, the firm now offers an email classification solution
