Thomson Reuters has added additional research management and search capabilities to its flagship desktop product, Eikon aimed at meeting the challenges of MiFID II requirements, set to be implemented on 3 January, 2018. Launched and incorporated into Eikon this year,
Apex Fund Services (Apex) has been granted official approval and licensing by the Financial Services Regulatory Authority (FSRA) of Abu Dhabi Global Market (AGDM) and has become one of the first Independent fund administrators approved to carry out Regulated Activity
RIMES Technologies, a provider of managed data services and RegTech solutions for the buy-side, has launched RIMES RegFocus BMR Control, a cloud-based service designed to help asset managers, banks and insurance companies comply with the EU’s landmark Benchmarks Regulation (BMR)
By Nick Bayley (pictured), Duff & Phelps – In the good old days (any time before MiFID came along in 2007) the structure of European capital markets was relatively simple. There were really only two types of markets: highly transparent,
The US CFTC has filed a civil enforcement action against Monex Deposit Company, Monex Credit Company, and Newport Services Corporation (collectively, Monex), and Monex’s principals Louis Carabini and Michael Carabini, in connection with a fraudulent precious metals scheme. The CFTC
By Nick Bayley (pictured), Duff & Phelps – With less than three months until the introduction of MiFID II, in some parts of the industry there is a palpable sense of panic as the deadline looms. Following the 20 September speech
Deutsche Börse and Illuminate Financial Management have co-led in a USD5 million Series A funding round in RegTek.Solutions, a multi-jurisdiction regulatory reporting solutions provider. Based in New York, RegTek.Solutions was launched earlier this year as a specialist provider of global regulatory
The Dubai Gold and Commodities Exchange (DGCX) and its CCP subsidiary, Dubai Commodities Clearing Corporation (DCCC), have been recognised as a remote Exchange and Clearing House by the Financial Services Regulatory Authority (FSRA), the regulatory authority for the Abu Dhabi
SteelEye, a compliance technology and data analytics firm, has announced the general released of its new Auto-Trade Reconstruction technology, which reduces the time it takes for a firm to reconstruct a trade from days to seconds.
Trax, a provider of regulatory reporting, trade matching and capital market data services, has secured approval from UK Financial Conduct Authority as an Approved Publication Arrangement (APA) for transparency and reporting services under the MiFID II regime. The Trax Transparency
