Charles River Development and Trax, a subsidiary of MarketAxess Holdings, have agreed to integrate Trax’s MiFID II Trade and Transaction reporting solutions into the Charles River Investment Management Solution (Charles River IMS). Mutual clients of both firms will now be
With 60 working days before the MiFID II implementation deadline, RSRCHXchange, the research aggregator and marketplace, has launched its latest version of RSRCHX including mobile and desktop apps and a range of new research management functionality. In addition, the RSRCHX
Koger, a financial services technology company and provider of the NTAS platform for fund administration and compliance, has received the ISO 9001: 2015 quality management certification. Koger’s certification means the company meets a comprehensive quality standard that covers all of
AcadiaSoft Inc, a provider of margin automation solutions for counterparties engaged in collateral management worldwide, has launched AcadiaSoft Expert Services, a suite of consultative offerings designed to support firms as they comply with new regulations. AcadiaSoft’s ISDA SIMM Approval Guidance,
SmartStream Technologies, a financial Transaction Lifecycle Management (TLM) solutions provider, has partnered with RegTek.Solutions, a specialist in regulatory compliance technology, to launch Reconcile.Trade, a managed service that provides independent, turnkey reconciliations that directly address regulators’ demands for the proactive oversight
Saxo Bank Securities Ltd (Saxo Bank Japan) has selected Torstone Technology’s Inferno to replace the bank’s legal ledger and comply with regulatory reporting requirements in Japan. Saxo Bank Japan will initially use InfernoRC to bring greater efficiencies to its post-trade
Compliance and data analytics firm SteelEye has joined London Stock Exchange’s UnaVista Partner Programme with the aim of providing a cohesive, end-to-end technology-based solution to help firms meet their regulatory obligations under MiFID II and other key regulatory directives. UnaVista
Financial regulators across the globe are cracking down heavily on cases of individual misconduct, according to the 5th annual Global Enforcement Review published by the Compliance and Regulatory Consulting Practice of Duff & Phelps. Regulators in the UK, USA and
SteelEye, a compliance technology and data analytics firm, has launched a new data platform following a successful early adoption program. The SteelEye product has been designed to help financial firms meet their obligations under MiFID II for Record Keeping, Trade
StarCompliance, a provider of enterprise compliance and regulatory software solutions for the financial services industry, has secured an investment from Luminate Capital Partners, a San Francisco-based private equity firm, to support its global growth strategy. StarCompliance’s software platform helps financial
